Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Jason Fechter | 2084111 | 2 | 08/02/2010 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Daniel Barber Iverson | 2815547 | 1 | 07/29/2010 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Scott Arthur Gerde | 1437689 | 3 | 07/28/2010 | Customer Dispute | Denied | $15,303.10 | $0.00 | See FINRA Report |
| Susan T Riley | 1026913 | 1 | 07/27/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Merritt Michael Zahner | 2436270 | 1 | 07/20/2010 | Customer Dispute | Denied | $123,000.00 | $0.00 | See FINRA Report |
| Christopher David Guarino | 2068561 | 3 | 06/30/2010 | Customer Dispute | Denied | $472,925.00 | $0.00 | See FINRA Report |
| Daniel William Donovan | 1033928 | 1 | 06/17/2010 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Steven Jeffrey Cohen | 1519913 | 2 | 06/10/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry G Stifel | 1972314 | 1 | 06/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ziad Emil Habayeb | 2176264 | 1 | 05/25/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |