Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Michael Dillingham | 1715046 | 2 | 08/19/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Daren Foster Epley | 2396525 | 1 | 08/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Luis Fernando Rivadeneira | 4169732 | 2 | 08/11/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Matthew Brett Gershon | 2004320 | 1 | 08/10/2010 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
David Lowry | 2145937 | 2 | 08/09/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Glenn Graepel | 2435511 | 2 | 08/09/2010 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
Bruce Eric Lord | 1577574 | 1 | 08/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Barry M Cohen | 2965213 | 3 | 08/06/2010 | Customer Dispute | Denied | $5,617.00 | $0.00 | See FINRA Report |
Michael Joseph Dimenna | 1312213 | 1 | 08/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Marvin Hunter McIntyre | 328470 | 2 | 08/02/2010 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |