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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 621-630 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Michael Dillingham1715046208/19/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Daren Foster Epley2396525108/16/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Luis Fernando Rivadeneira4169732208/11/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Matthew Brett Gershon2004320108/10/2010Customer DisputeDenied$350,000.00$0.00See FINRA Report
David Lowry2145937208/09/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Glenn Graepel2435511208/09/2010Customer DisputeDenied$150,000.00$0.00See FINRA Report
Bruce Eric Lord1577574108/06/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Barry M Cohen2965213308/06/2010Customer DisputeDenied$5,617.00$0.00See FINRA Report
Michael Joseph Dimenna1312213108/06/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Marvin Hunter McIntyre328470208/02/2010Customer DisputeDenied$19,000.00$0.00See FINRA Report

2,106 Results

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