Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Stephen Marcatos | 2667054 | 2 | 09/24/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edmond M Smith | 2675661 | 2 | 09/14/2010 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Bradley J Adams | 4338504 | 6 | 09/13/2010 | Customer Dispute | Denied | $15,625.00 | $0.00 | See FINRA Report |
| Tiffany A Adams | 3207183 | 3 | 09/13/2010 | Customer Dispute | Denied | $15,625.00 | $0.00 | See FINRA Report |
| Andrew Paul Devito | 2716781 | 5 | 09/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Timpone | 1904755 | 1 | 09/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Avron Paul Lesser | 1393835 | 2 | 09/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Juan Patricio Conway | 4604616 | 1 | 08/27/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Harry Douvadjian | 1506869 | 4 | 08/25/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Strange Hunt | 4468571 | 1 | 08/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |