Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Roger Corley | 1873369 | 2 | 12/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Harold Jonah | 1230658 | 4 | 12/07/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven Thomas Flacco | 1403768 | 7 | 11/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Stafford McClure | 4154456 | 1 | 11/22/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Bonomo | 5418385 | 2 | 11/19/2010 | Customer Dispute | Denied | $17,500.00 | $0.00 | See FINRA Report |
| Carlos Alberto Araguas | 4456343 | 3 | 11/18/2010 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Andrea Levy Steinacker | 1276350 | 1 | 11/15/2010 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| David Edison Cundey | 2115657 | 1 | 10/29/2010 | Customer Dispute | Denied | $17,950,000.00 | $0.00 | See FINRA Report |
| Keith Bradley Smithers | 1550024 | 2 | 10/19/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew James McDowell | 4721606 | 1 | 10/12/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |