Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nelson Roland Maler | 4921818 | 1 | 03/16/2011 | Customer Dispute | Denied | $81,842.00 | $0.00 | See FINRA Report |
| Theodore B Govedarica | 502710 | 2 | 03/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Arthur Chavenson | 1101754 | 6 | 02/28/2011 | Customer Dispute | Denied | $25,473.40 | $0.00 | See FINRA Report |
| Jeremiah Anthony Davis | 5225406 | 1 | 02/18/2011 | Customer Dispute | Denied | $170,940.00 | $0.00 | See FINRA Report |
| Richard Aaron Lybarger | 2362336 | 2 | 02/14/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Walter Wells | 3053517 | 6 | 02/08/2011 | Customer Dispute | Denied | $8,792.00 | $0.00 | See FINRA Report |
| Ernie William Zack | 2242635 | 2 | 02/08/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George John Miller | 703710 | 1 | 01/26/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dann Spear Sokol | 706235 | 1 | 12/21/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Duncan Joseph McInnes | 3048271 | 1 | 12/16/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |