Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Leirra Desoto | 6175039 | 1 | 03/21/2023 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Brian Ray Snyder | 7286821 | 1 | 03/21/2023 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Paul Stuart Mandel | 1970104 | 2 | 03/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Smulevitz | 6227365 | 1 | 03/19/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Olga Cristina Blanchette | 4789469 | 2 | 03/15/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Justin Caruso | 735475 | 2 | 03/13/2023 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Charles Arnold Minter | 5288477 | 1 | 03/13/2023 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Michael John Ricca | 2156525 | 1 | 02/09/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leslie Peter Degroot | 2178910 | 1 | 02/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Hack | 1268219 | 3 | 01/25/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |