Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brenton Tyler Purcell | 5301115 | 3 | 04/13/2011 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| John Vincent Keane | 2748584 | 3 | 04/11/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Warren North | 3157677 | 1 | 04/11/2011 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Russell Alan Stark | 1310856 | 3 | 04/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michelle L Vartanian | 1030616 | 1 | 04/04/2011 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
| Louis William Silva | 2172355 | 1 | 03/31/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Walter Wells | 3053517 | 6 | 03/28/2011 | Customer Dispute | Denied | $9,854.08 | $0.00 | See FINRA Report |
| Poonum Vasishth | 1646066 | 2 | 03/18/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Randall Williams | 2896036 | 2 | 03/17/2011 | Customer Dispute | Denied | $18,122.80 | $0.00 | See FINRA Report |
| Nigel M Fleming | 2211624 | 1 | 03/16/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |