Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Andrew Marks | 4541579 | 2 | 06/02/2011 | Customer Dispute | Denied | $108,864.00 | $0.00 | See FINRA Report |
| Aaron Edelman | 1283876 | 3 | 06/02/2011 | Customer Dispute | Denied | $108,864.00 | $0.00 | See FINRA Report |
| Joseph Charles Serrato | 2458277 | 4 | 06/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kom Chris Ngoy | 2801102 | 4 | 05/31/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin David McCarty | 1487495 | 1 | 05/19/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erik Kristian Tappin | 2752579 | 1 | 05/17/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Banjamin Price | 2521851 | 2 | 05/12/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Howard Stern | 2352867 | 1 | 04/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward A Thomasco | 2086787 | 3 | 04/18/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Thomas Skalet | 2137967 | 1 | 04/15/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |