Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Weilt Sitton | 722902 | 3 | 08/05/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oscar Enrique Hurtado | 1956674 | 2 | 07/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oscar Enrique Hurtado | 1956674 | 2 | 07/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Leonard Stahley | 4164710 | 1 | 07/22/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jesse Walton | 4219527 | 3 | 07/22/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 07/19/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nance Amelia Cunard | 1032481 | 1 | 07/13/2011 | Customer Dispute | Denied | $5,292.00 | $0.00 | See FINRA Report |
| Terry Lee Hogan | 1024749 | 1 | 07/07/2011 | Customer Dispute | Denied | $13,600.00 | $0.00 | See FINRA Report |
| Michael Joseph Lupia | 1379970 | 3 | 06/13/2011 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| John Matthew Bankhead | 2129638 | 5 | 06/08/2011 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |