Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven J Evanchik | 5117488 | 1 | 10/12/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nancy Surgener | 1321977 | 1 | 10/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darryl Hun-Kien Ng | 4680129 | 1 | 09/27/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel M Holzer | 2889943 | 2 | 09/23/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brenton Tyler Purcell | 5301115 | 3 | 09/09/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Lee Alexander | 5380810 | 1 | 09/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| A Lee Morris | 716848 | 2 | 08/26/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony James Montgomery | 4769527 | 1 | 08/16/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodolfo Garza-Fernandez | 5392071 | 2 | 08/11/2011 | Customer Dispute | Denied | $65,273.90 | $0.00 | See FINRA Report |
| Adam McConnell | 4387128 | 1 | 08/08/2011 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |