Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Evelyn D Mattos | 3125032 | 1 | 12/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher John Tisi | 4025320 | 1 | 12/01/2011 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Mauricio Ramon Diez | 1449515 | 3 | 11/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adriano Batista Conrado | 4184304 | 1 | 11/28/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Anthony Walla | 1199904 | 2 | 11/18/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michelle Parretti | 2351530 | 3 | 11/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gabriel Aguirre | 4445351 | 1 | 11/03/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Ray Thompson | 1948461 | 1 | 10/26/2011 | Customer Dispute | Denied | $69,860.00 | $0.00 | See FINRA Report |
| Paul David Annunziato | 2235004 | 1 | 10/21/2011 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |
| Daniel Maurice Maniscalco | 2342727 | 1 | 10/21/2011 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |