Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stephen Arthur Hord | 4061742 | 1 | 06/11/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Olga Nobrega Pereira | 3047517 | 2 | 05/22/2012 | Customer Dispute | Denied | $18,460.00 | $0.00 | See FINRA Report |
Michael Zalkind | 2974158 | 3 | 05/21/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Gregory Thomas Miller | 5390510 | 2 | 05/18/2012 | Customer Dispute | Denied | $11,576.80 | $0.00 | See FINRA Report |
Mary K Curry | 4336720 | 1 | 05/09/2012 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Jason Craig Henderson | 2372806 | 1 | 04/27/2012 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
Jyoti Sharma | 5008543 | 1 | 04/24/2012 | Customer Dispute | Denied | $6,300.00 | $0.00 | See FINRA Report |
Bradley A Hess | 2312147 | 1 | 04/12/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Howard Stewart Harrow | 732887 | 4 | 04/12/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Philip Andrew Tynan | 1533361 | 4 | 03/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |