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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 511-520 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Stephen Arthur Hord4061742106/11/2012Customer DisputeDenied$10,000.00$0.00See FINRA Report
Olga Nobrega Pereira3047517205/22/2012Customer DisputeDenied$18,460.00$0.00See FINRA Report
Michael Zalkind2974158305/21/2012Customer DisputeDenied$10,000.00$0.00See FINRA Report
Gregory Thomas Miller5390510205/18/2012Customer DisputeDenied$11,576.80$0.00See FINRA Report
Mary K Curry4336720105/09/2012Customer DisputeDenied$20,000.00$0.00See FINRA Report
Jason Craig Henderson2372806104/27/2012Customer DisputeDenied$200,000.00$0.00See FINRA Report
Jyoti Sharma5008543104/24/2012Customer DisputeDenied$6,300.00$0.00See FINRA Report
Bradley A Hess2312147104/12/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Howard Stewart Harrow732887404/12/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Philip Andrew Tynan1533361403/28/2012Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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