Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Anthony Jordan | 2814292 | 3 | 07/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Bernard Bertero | 3126691 | 2 | 07/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Fred Manko | 4369742 | 1 | 07/12/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bernard Fisher Sandler | 1380369 | 5 | 06/28/2012 | Customer Dispute | Denied | $630,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Berzon | 3029346 | 1 | 06/25/2012 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Curtis Andrew Ter Kuile | 2342591 | 6 | 06/22/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley J Adams | 4338504 | 6 | 06/20/2012 | Customer Dispute | Denied | $5,912.69 | $0.00 | See FINRA Report |
| Jonathan Richard Oconnell | 4424561 | 1 | 06/14/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| J A Grice | 1042154 | 1 | 06/11/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kimberly Lynn Koenig | 1498518 | 1 | 06/11/2012 | Customer Dispute | Denied | $21,233.00 | $0.00 | See FINRA Report |