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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ariel Krystine Santana6469282407/06/2023Customer DisputeDenied$104,919.00$0.00See FINRA Report
Edward Brendan Siegler2122134107/03/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Melinda Kathaleen Beier3166063106/23/2023Customer DisputeDenied$32,382.70$0.00See FINRA Report
Diane E Finnerty2762263106/13/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Donald Stephen Delahunt1972849805/22/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Adam Lang5179652105/05/2023Customer DisputeDenied$12,295.00$0.00See FINRA Report
Jackier O Hurtado1444186305/04/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Ethan Olds Reid4467684105/03/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Deborah M Albright2961336204/28/2023Customer DisputeDenied$215,000.00$0.00See FINRA Report
Bruce Mathew Galloway4669664304/21/2023Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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