Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas James Hagen | 3160894 | 1 | 12/05/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Kaufman | 1070058 | 2 | 11/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Howard Bail | 2084036 | 1 | 11/14/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| April Latimer Heron | 1901227 | 3 | 10/29/2012 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| Janet Robin Malachowsky | 5752904 | 1 | 10/12/2012 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| William Ferdinand Eberhart | 2674196 | 1 | 10/09/2012 | Customer Dispute | Denied | $16,587.30 | $0.00 | See FINRA Report |
| Christopher Boon Leng Hoe | 5278870 | 1 | 10/01/2012 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Steven J Lederer | 2261151 | 1 | 09/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Carrera | 1688835 | 1 | 09/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Ray Cotto | 1663495 | 7 | 09/21/2012 | Customer Dispute | Denied | $39,586.60 | $0.00 | See FINRA Report |