Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Murphy | 2001167 | 1 | 05/29/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James B Sessoms | 1559272 | 1 | 04/24/2013 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Richard Adam Cohen | 2632775 | 3 | 03/27/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose Miguel Hernandez | 2541224 | 2 | 03/04/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rafael Cisternas | 3121663 | 3 | 02/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Francis Kwei | 2100596 | 1 | 02/04/2013 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Casey Watt Knowles | 4371692 | 2 | 02/04/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kimberly Michele Caggiano | 2939477 | 2 | 01/31/2013 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Thomas Scott Carns | 1661549 | 8 | 01/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Woods | 1600470 | 1 | 12/14/2012 | Customer Dispute | Denied | $13,598.00 | $0.00 | See FINRA Report |