Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Al Barron | 1356655 | 3 | 11/06/2013 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Steven P Kessler | 2970549 | 1 | 11/04/2013 | Customer Dispute | Denied | $182,100.00 | $0.00 | See FINRA Report |
| Olga Cristina Blanchette | 4789469 | 2 | 10/14/2013 | Customer Dispute | Denied | $6,578.00 | $0.00 | See FINRA Report |
| Larry Joel Shaw | 2226294 | 5 | 10/04/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Brotonel | 5802429 | 1 | 09/19/2013 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Krista Lynn Girrbach | 2009582 | 1 | 09/13/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Mark Earle | 4214837 | 1 | 09/06/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clovis Timothy Martin | 2186436 | 5 | 09/04/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Anthony Jordan | 2814292 | 3 | 09/04/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Jerome Hesekiel | 1137405 | 2 | 08/22/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |