Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vito Mannino | 2655425 | 1 | 05/01/2014 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Harold William Schwartz | 416283 | 3 | 04/23/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Hagopian | 2885852 | 2 | 04/04/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scarlet Nichole Kelso | 5824649 | 1 | 03/28/2014 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Srikumar Ramanan | 2023199 | 2 | 03/11/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen R Mihalek | 4403050 | 3 | 03/07/2014 | Customer Dispute | Denied | $88,000.00 | $0.00 | See FINRA Report |
| Darlene Lesch-Palmer | 1240330 | 5 | 03/07/2014 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Dean D Trindle | 704797 | 5 | 03/05/2014 | Customer Dispute | Denied | $361,375.00 | $0.00 | See FINRA Report |
| Neal Patrick Burgess | 3045206 | 2 | 02/19/2014 | Customer Dispute | Denied | $11,593.00 | $0.00 | See FINRA Report |
| William Allen Koras | 2690106 | 1 | 02/04/2014 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |