Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James W O'Keefe | 1803868 | 5 | 09/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Deborah Carter Smith | 2657913 | 1 | 09/24/2014 | Customer Dispute | Denied | $12,667.20 | $0.00 | See FINRA Report |
| Donald Richard Barthel | 4205985 | 1 | 08/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William P Shade | 2882911 | 1 | 08/12/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lee Stephen Neugebauer | 4754832 | 1 | 07/24/2014 | Customer Dispute | Denied | $5,725.00 | $0.00 | See FINRA Report |
| Christopher G Stimming | 2541380 | 3 | 07/21/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rebecca Nichole Cyphers | 2990838 | 1 | 07/17/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Karl David Tresner | 5468754 | 2 | 06/13/2014 | Customer Dispute | Denied | $5,579.00 | $0.00 | See FINRA Report |
| Hanna E Lahood | 3249241 | 1 | 06/02/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Alan Marino | 4770863 | 1 | 05/06/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |