Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Maria Mayorga | 2796157 | 2 | 12/18/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Glenn C Coates | 5303538 | 1 | 12/15/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Victor Eugene Karidakes | 1211351 | 2 | 12/11/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Jay Gladstone | 826897 | 4 | 12/09/2014 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Hsiao-Yun Yang | 4598706 | 1 | 11/25/2014 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Lee Bailey Konopka | 1703678 | 1 | 11/05/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erich Alberto Canseco | 5244010 | 1 | 11/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alex Zamoyski | 5963194 | 1 | 10/15/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Margaret Mary Gannon | 1661097 | 3 | 09/30/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Poonum Vasishth | 1646066 | 2 | 09/30/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |