Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Danielle Christinne Assis Cidade | 3149836 | 1 | 07/20/2015 | Customer Dispute | Denied | $154,495.00 | $0.00 | See FINRA Report |
| Mario Omar Martinez Chavez | 5195893 | 3 | 07/16/2015 | Customer Dispute | Denied | $191,581.00 | $0.00 | See FINRA Report |
| Benjamin Rush Semmes | 5870876 | 1 | 06/26/2015 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| James W O'Keefe | 1803868 | 5 | 06/12/2015 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |
| Joseph M Reilly | 4048292 | 2 | 06/01/2015 | Customer Dispute | Denied | $9,975.28 | $0.00 | See FINRA Report |
| Jesse Starr | 5376837 | 3 | 05/13/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Friday | 1155086 | 4 | 05/08/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Allen James | 859508 | 2 | 04/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Luis Maria Mayorga | 2796157 | 2 | 04/19/2015 | Customer Dispute | Denied | $270,000.00 | $0.00 | See FINRA Report |
| Robert R Wyckoff | 5485872 | 1 | 04/05/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |