Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norman Joseph Killop | 2079787 | 5 | 10/19/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Henry | 4828440 | 1 | 09/27/2023 | Customer Dispute | Denied | $14,600.00 | $0.00 | See FINRA Report |
| Lionel M Goldberg | 1554193 | 1 | 09/21/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Genai Angelee Walker | 6278502 | 1 | 09/12/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Lee Purcell | 2334888 | 1 | 08/23/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lawrence Rosenberg | 1174021 | 3 | 08/02/2023 | Customer Dispute | Denied | $163,000.00 | $0.00 | See FINRA Report |
| Scott Paul Schlett | 2111952 | 4 | 07/20/2023 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Talal Bazzi | 6800599 | 1 | 07/19/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael John Weiss | 1382516 | 2 | 07/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcus F Kline | 2661830 | 1 | 07/11/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |