Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Irwin Gordon Persaud | 6184748 | 1 | 10/01/2015 | Customer Dispute | Denied | $12,472.90 | $0.00 | See FINRA Report |
| Stacey A Nissim | 1982975 | 1 | 10/01/2015 | Customer Dispute | Denied | $84,038.60 | $0.00 | See FINRA Report |
| Donald Edward Smith | 1382729 | 1 | 09/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip James Gullo | 708616 | 2 | 09/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Michael Powell | 2971962 | 2 | 08/31/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary David Bonnewell | 1199072 | 1 | 08/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Steven Rasdolsky | 2343174 | 1 | 07/29/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Zalkind | 2974158 | 3 | 07/24/2015 | Customer Dispute | Denied | $52,500.00 | $0.00 | See FINRA Report |
| Steven John Szmak | 1021339 | 3 | 07/21/2015 | Customer Dispute | Denied | $51,596.00 | $0.00 | See FINRA Report |
| Christopher Shawn Beckett | 4816193 | 2 | 07/20/2015 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |