Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Miller Keel | 1181103 | 1 | 12/14/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Charles Montgomery | 1302606 | 2 | 12/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Harold Burk | 1326966 | 1 | 11/24/2015 | Customer Dispute | Denied | $19,494.80 | $0.00 | See FINRA Report |
| Robert Thomas Steck | 1094342 | 7 | 11/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Sierra | 4456790 | 2 | 11/19/2015 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Colin Edward Hammer | 4034070 | 5 | 11/18/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Edward O'Dell | 2314217 | 4 | 11/17/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Thomas McDermott | 4136866 | 3 | 10/29/2015 | Customer Dispute | Denied | $79,015.70 | $0.00 | See FINRA Report |
| Dean Joaquin Braun | 1501468 | 2 | 10/09/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Patterson | 1402025 | 1 | 10/05/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |