Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oscar A Chavez | 5280200 | 1 | 02/09/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Cerulli | 4394951 | 1 | 02/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodolfo Garza-Fernandez | 5392071 | 2 | 02/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kurt Michael Neddenriep | 2723394 | 1 | 02/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Matthew White | 1989978 | 2 | 02/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| J Dorian McKelvy | 1201353 | 2 | 01/26/2016 | Customer Dispute | Denied | $83,917.00 | $0.00 | See FINRA Report |
| David Andrew Soter | 2400630 | 1 | 01/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eduardo A Valadao | 5750830 | 1 | 01/25/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christian Vladimirovich Cherniak | 2437501 | 4 | 01/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lloyd Frederick McGlincy | 717292 | 1 | 01/19/2016 | Customer Dispute | Denied | $5,194.00 | $0.00 | See FINRA Report |