Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susanna L Adler | 2937395 | 4 | 03/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David E Smith | 1148634 | 1 | 03/15/2016 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| William Joseph Jones | 1030683 | 4 | 03/15/2016 | Customer Dispute | Denied | $135,000.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Rosen | 1706321 | 4 | 03/02/2016 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Grant Allen Baker | 2250922 | 1 | 02/25/2016 | Customer Dispute | Denied | $9,879.00 | $0.00 | See FINRA Report |
| Robert N Newman | 4237176 | 7 | 02/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlos Alberto Araguas | 4456343 | 3 | 02/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew William Stash | 2999044 | 2 | 02/18/2016 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Philip James Byrne | 4547706 | 2 | 02/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pamela Hope Bayard | 1473898 | 3 | 02/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |