Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Francis Durso | 861907 | 2 | 06/08/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Shih-Wei Tao | 4025300 | 2 | 05/30/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicole M Rudd | 3166871 | 2 | 05/24/2016 | Customer Dispute | Denied | $18,400.00 | $0.00 | See FINRA Report |
| Liam Emmett Patterson | 5363720 | 1 | 05/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick J Aubry | 1356325 | 2 | 05/16/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin B Ou | 5470720 | 1 | 05/10/2016 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| James Lee Ferrell | 4002357 | 1 | 05/09/2016 | Customer Dispute | Denied | $83,300.00 | $0.00 | See FINRA Report |
| Joseph Francis Huhn | 1227037 | 1 | 05/04/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Sterling Howe | 5839978 | 1 | 05/04/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Karl David Tresner | 5468754 | 2 | 05/04/2016 | Customer Dispute | Denied | $12,760.00 | $0.00 | See FINRA Report |