Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carolyn Kroupa Weaver | 5169591 | 1 | 07/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roger F Mulhern | 5573530 | 1 | 07/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlos Alberto Araguas | 4456343 | 3 | 07/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Damon Kevin Kinzie | 2398517 | 2 | 07/16/2016 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| Jon Cleavland Peavy | 3176143 | 1 | 07/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marion Elizabeth Tettke | 4569264 | 1 | 07/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Robert Abbott | 4331367 | 1 | 06/17/2016 | Customer Dispute | Denied | $9,414.55 | $0.00 | See FINRA Report |
| Peter Joseph Haack | 1344737 | 1 | 06/16/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert John Hannah | 4550801 | 1 | 06/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Colin Edward Hammer | 4034070 | 5 | 06/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |