Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodrigo Mendes | 2948279 | 5 | 10/06/2016 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Kenneth Orr Robison | 2414684 | 2 | 09/20/2016 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Robert J Hanes | 2356898 | 4 | 09/12/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Monty Shea Holcombe | 4119238 | 2 | 08/30/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Widman | 4346521 | 1 | 08/16/2016 | Customer Dispute | Denied | $5,474.48 | $0.00 | See FINRA Report |
| Adam David Lord | 4213245 | 1 | 08/12/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Isidro Ferrer | 4587337 | 1 | 08/04/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brett S Spindler | 2533334 | 3 | 08/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David A Schneider | 5788527 | 2 | 07/26/2016 | Customer Dispute | Denied | $6,742.00 | $0.00 | See FINRA Report |
| William Edward Style | 3038388 | 1 | 07/25/2016 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |