Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Perry Clark Lee | 1228655 | 7 | 12/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Joseph Anthony Fezza | 1133552 | 5 | 12/16/2016 | Customer Dispute | Denied | $50,096.00 | $0.00 | See FINRA Report |
James Duffy | 1652887 | 4 | 12/09/2016 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
Donald F Eurillo | 2345091 | 1 | 11/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Joseph Sefaradi | 5987228 | 1 | 11/22/2016 | Customer Dispute | Denied | $8,932.13 | $0.00 | See FINRA Report |
Ernest Joseph Dean | 2223858 | 2 | 11/22/2016 | Customer Dispute | Denied | $64,000.00 | $0.00 | See FINRA Report |
Brenton Tyler Purcell | 5301115 | 3 | 11/08/2016 | Customer Dispute | Denied | $42,800.00 | $0.00 | See FINRA Report |
Steven Prumo | 2639922 | 3 | 10/24/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Steven Steven Douek | 4913839 | 1 | 10/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Andres Marek | 1582728 | 1 | 10/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |