Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Donald Lombardi | 2846847 | 2 | 12/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Poulin | 2034087 | 4 | 11/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Marrujo | 4123625 | 1 | 11/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Michael Lilleboe | 1273695 | 3 | 11/16/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Glenn Akira Ota | 702745 | 2 | 11/12/2023 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |
| Ronald Andew Balzano | 5464929 | 1 | 11/01/2023 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Dietrich | 2711093 | 3 | 10/31/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vipul B Shah | 5659006 | 1 | 10/30/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shaun C Ferguson | 5735329 | 1 | 10/25/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Neil Lawrence | 4268777 | 1 | 10/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |