Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Michael Pianko | 2804762 | 2 | 03/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roberto Gamarra | 4140895 | 1 | 03/17/2017 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Laurance R Clark | 1189778 | 3 | 03/16/2017 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| David Lawrence MacK | 2689029 | 3 | 03/09/2017 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Byron David Hood | 1313550 | 3 | 03/07/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 02/16/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Jones | 1423348 | 4 | 02/10/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Edward Park | 5226079 | 1 | 02/03/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Jeffrey Clay | 2224431 | 3 | 01/25/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip David Plotnick | 1363049 | 1 | 01/03/2017 | Customer Dispute | Denied | $172,296.00 | $0.00 | See FINRA Report |