Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Scott Leopold | 1729492 | 4 | 10/04/2017 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Joseph M Olexa | 2939331 | 1 | 10/02/2017 | Customer Dispute | Denied | $650,050.00 | $0.00 | See FINRA Report |
| Thomas Victor Strackhouse | 5888436 | 2 | 09/11/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Benjamin Bufkin | 4206635 | 1 | 09/07/2017 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Justin Edwin Fister | 4504496 | 1 | 09/05/2017 | Customer Dispute | Denied | $54,456.60 | $0.00 | See FINRA Report |
| Walter J Krop | 1287437 | 3 | 08/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anita Oplotnik | 4358816 | 1 | 08/04/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Thomas McDermott | 4136866 | 3 | 06/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Peters | 1222161 | 2 | 06/08/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Nicholas Inserra | 1030626 | 1 | 06/03/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |