Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Lawrence Stickley | 4900294 | 1 | 02/22/2018 | Customer Dispute | Denied | $15,442.60 | $0.00 | See FINRA Report |
| Caresse H Blevins | 2925508 | 1 | 02/21/2018 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Glenn Owen Sneed | 6712932 | 1 | 02/11/2018 | Customer Dispute | Denied | $47,246.00 | $0.00 | See FINRA Report |
| Nikolas Marshal Barr | 5148394 | 1 | 02/07/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cara Michelle Paynter | 4687406 | 1 | 02/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Scerra | 1200076 | 1 | 01/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Robert Marotto | 5473140 | 1 | 01/02/2018 | Customer Dispute | Denied | $220,000.00 | $0.00 | See FINRA Report |
| Nicolas German Boker | 5089029 | 1 | 12/14/2017 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Christopher Dean Montgomery | 2907130 | 2 | 12/12/2017 | Customer Dispute | Denied | $128,000.00 | $0.00 | See FINRA Report |
| Adam Lang Fetterman | 2053684 | 2 | 12/05/2017 | Customer Dispute | Denied | $280,000.00 | $0.00 | See FINRA Report |