Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Perry Clark Lee | 1228655 | 7 | 07/24/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Willard Ross | 4456842 | 1 | 07/13/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Lee Littlefield | 4597109 | 1 | 07/10/2018 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Byron David Hood | 1313550 | 3 | 06/26/2018 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Vladislav Madatov | 2661402 | 2 | 06/04/2018 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jonathan Ross Fladell | 4986647 | 3 | 05/31/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donna Jean MacKay | 2440146 | 3 | 05/03/2018 | Customer Dispute | Denied | $28,305.40 | $0.00 | See FINRA Report |
| Sally Ann Weger | 2591057 | 6 | 05/03/2018 | Customer Dispute | Denied | $28,305.40 | $0.00 | See FINRA Report |
| Mario Omar Martinez Chavez | 5195893 | 3 | 03/28/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Terry Lee Osborn | 4829348 | 1 | 03/02/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |