Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Victor Strackhouse | 5888436 | 2 | 11/07/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeff Plyamm | 5482785 | 1 | 11/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory H Roth | 1672320 | 4 | 10/25/2018 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Michael Brian Kman | 4867784 | 1 | 10/23/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Martin Kelley | 2237590 | 3 | 10/12/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Brian Pence | 359667 | 3 | 10/10/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph A Michael | 3222880 | 1 | 09/20/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Glenn Stefan Henshaw | 719097 | 1 | 08/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sanford John Roberds | 3227574 | 3 | 08/21/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frances Terkowitz Goldstein | 715632 | 4 | 08/03/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |