Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Lee Hoffman | 1223634 | 7 | 10/20/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen George Hekimian | 1103923 | 1 | 10/20/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Howard Davis | 1264575 | 6 | 09/08/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Robert Cook | 1894803 | 3 | 08/26/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Earl Nash | 1385720 | 3 | 08/22/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 11/06/1995 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 11 | 08/26/1992 | Customer Dispute | Denied | $661,387.00 | $0.00 | See FINRA Report |