Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christina Schatz | 2187976 | 1 | 10/04/2019 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Oswaldo Hernandez | 4245447 | 2 | 09/30/2019 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Robert Charles Fairchild | 2219149 | 2 | 09/09/2019 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Larry Joel Shaw | 2226294 | 5 | 08/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Celeste Frances Basuino | 1615048 | 1 | 07/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Melton Snow | 3203253 | 2 | 07/19/2019 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Maria Victoria Balkunas | 5663648 | 1 | 07/17/2019 | Customer Dispute | Denied | $109,649.00 | $0.00 | See FINRA Report |
| Adam Joseph Brinkley | 5111919 | 1 | 06/28/2019 | Customer Dispute | Denied | $5,605.00 | $0.00 | See FINRA Report |
| Herbert K Smith | 2914032 | 1 | 06/07/2019 | Customer Dispute | Denied | $67,935.00 | $0.00 | See FINRA Report |
| Robert N Newman | 4237176 | 7 | 05/20/2019 | Customer Dispute | Denied | $89,400.00 | $0.00 | See FINRA Report |