Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Ira Levy | 1110297 | 3 | 12/08/1997 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Eric Todd Hokanson | 1952814 | 1 | 12/08/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Joseph Laezza | 1322673 | 1 | 12/06/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Roberts | 2229636 | 3 | 12/01/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Beaudoin Tucker | 2107801 | 1 | 11/19/1997 | Customer Dispute | Denied | $272,000.00 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 11/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard George Wilson | 1232089 | 3 | 10/31/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul James Gigis | 1729005 | 1 | 10/29/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Stephen Delahunt | 1972849 | 8 | 10/29/1997 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Mark Thomas Ratay | 1349470 | 1 | 10/28/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |