Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore Haven Pohl | 2471324 | 1 | 01/16/2020 | Customer Dispute | Denied | $1,900,000.00 | $0.00 | See FINRA Report |
| Daniel Clyde Richardson | 2693621 | 1 | 01/16/2020 | Customer Dispute | Denied | $1,900,000.00 | $0.00 | See FINRA Report |
| Robert Schepperle | 5578702 | 2 | 12/24/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francine Erica Griggs | 4726411 | 1 | 12/23/2019 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Aldi | 2558960 | 2 | 12/12/2019 | Customer Dispute | Denied | $57,473.40 | $0.00 | See FINRA Report |
| Gabriel Douglas Hoffmann | 2710657 | 3 | 11/18/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Ambrosino | 2473106 | 2 | 11/08/2019 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Tamara Kelly Brown | 3021883 | 2 | 11/05/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregg Matthew Cummings | 4093046 | 1 | 11/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Robertson | 1634076 | 4 | 10/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |