Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence S Miller | 1016147 | 2 | 02/05/1998 | Customer Dispute | Denied | $7,378.33 | $0.00 | See FINRA Report |
| Thomas Clarke Octigan | 350953 | 3 | 01/26/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Hess Forbes | 818699 | 2 | 01/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David William Schrager | 2312309 | 1 | 12/30/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph O'Daniel | 2512163 | 2 | 12/26/1997 | Customer Dispute | Denied | $27,254.20 | $0.00 | See FINRA Report |
| Greg Scott Alban | 1868387 | 2 | 12/26/1997 | Customer Dispute | Denied | $82,000.00 | $0.00 | See FINRA Report |
| Neil Robert Napoleon | 1493708 | 5 | 12/23/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Keith Banning | 1398012 | 3 | 12/16/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Allan Behnfield | 840887 | 2 | 12/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Sharon Roberts | 842339 | 2 | 12/09/1997 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |