Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Shadden | 1898402 | 1 | 09/20/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Anthony Barbarita | 815387 | 1 | 09/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Vincent Vallee | 1690492 | 5 | 09/02/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Peter Wade Bacon | 2315141 | 2 | 08/31/1998 | Customer Dispute | Denied | $24,505.00 | $0.00 | See FINRA Report |
| Patrick Thomas Handley | 1556990 | 3 | 08/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Francis Schnell | 1856367 | 2 | 08/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Sean Keller | 2437118 | 3 | 08/11/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrea Gould Schwarz | 1325705 | 3 | 08/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| J Patrick Kelly | 858405 | 1 | 07/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marshall Maximilian Grant | 2138912 | 2 | 07/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |