Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Richard Bank | 2425369 | 2 | 11/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Polonsky | 2242468 | 4 | 11/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Paul MacMullan | 2743824 | 1 | 10/19/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Andrew Weiss | 1915252 | 3 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Louis Frankel | 859803 | 2 | 10/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Friday | 1155086 | 4 | 10/14/1998 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Dennis Ford Cavender | 867388 | 1 | 10/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darren Andrew Wald | 2592911 | 4 | 10/01/1998 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Steven Michael Coplin | 1999548 | 2 | 09/25/1998 | Customer Dispute | Denied | $17,230.20 | $0.00 | See FINRA Report |
| Robert Alan Harmelin | 237238 | 2 | 09/21/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |