Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Sgorbati | 870013 | 3 | 04/22/1999 | Customer Dispute | Denied | $33,266.00 | $0.00 | See FINRA Report |
| David Karl Butscher | 2268980 | 1 | 04/07/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Michael Goodwin | 2085809 | 6 | 03/29/1999 | Customer Dispute | Denied | $34,100.00 | $0.00 | See FINRA Report |
| Peter Andrew Weiss | 1915252 | 3 | 03/10/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard James Sacks | 1006139 | 2 | 03/03/1999 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| David Daniel Mumford | 2280989 | 1 | 03/02/1999 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| John E Dawson | 2542618 | 1 | 02/17/1999 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Alan Paul Weilacher | 1372467 | 4 | 02/16/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Forte | 1837688 | 1 | 02/12/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Thomas Greco | 1062063 | 1 | 02/09/1999 | Customer Dispute | Denied | $8,561.00 | $0.00 | See FINRA Report |