Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark John Jakubovie | 735372 | 5 | 05/28/1999 | Customer Dispute | Denied | $36,249.00 | $0.00 | See FINRA Report |
| David M Simon | 1073980 | 1 | 05/25/1999 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Maurice Michel Delahoussaye | 1511617 | 2 | 05/24/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron Edelman | 1283876 | 3 | 05/21/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Gary Bohrer | 25040 | 1 | 05/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Michael Goodwin | 2085809 | 6 | 05/18/1999 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Michael Jay Fruchtman | 1015705 | 2 | 05/06/1999 | Customer Dispute | Denied | $13,076.00 | $0.00 | See FINRA Report |
| Jeanne A Schneiderman | 1607399 | 1 | 04/29/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Parker Amick | 1161918 | 1 | 04/27/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Jay Solomon | 1060442 | 6 | 04/22/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |