Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Peretti | 2790559 | 1 | 07/02/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David John Lehrer | 1015128 | 2 | 06/28/1999 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Jason Grady Sanders | 2325694 | 2 | 06/28/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Kenneth Bruce Gautschi | 722931 | 4 | 06/18/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph David Catalano | 1690422 | 2 | 06/13/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| J Michael Powell | 817569 | 1 | 06/08/1999 | Customer Dispute | Denied | $63,460.00 | $0.00 | See FINRA Report |
| James Michael Goodwin | 2085809 | 6 | 06/08/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Craig Steven Pastolove | 2391247 | 2 | 06/08/1999 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Simon John Wheeldon | 2314676 | 2 | 06/02/1999 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Jody P Sacks | 1175493 | 1 | 06/01/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |