Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Benton Albright | 1630940 | 3 | 07/29/1999 | Customer Dispute | Denied | $7,654.01 | $0.00 | See FINRA Report |
| Joseph Walter Benyo | 1425714 | 1 | 07/27/1999 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
| David Loren Giulieri | 2319913 | 1 | 07/27/1999 | Customer Dispute | Denied | $11,950.00 | $0.00 | See FINRA Report |
| Thomas Hall Seabron | 735565 | 3 | 07/23/1999 | Customer Dispute | Denied | $8,100.00 | $0.00 | See FINRA Report |
| Arthur Joseph Lubin | 313752 | 3 | 07/23/1999 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Keith Manning Hendrick | 2343910 | 4 | 07/20/1999 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| David Lowry | 2145937 | 2 | 07/14/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Harrison Schwarz | 1098653 | 6 | 07/12/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Raju Madhukar Pathak | 1581651 | 3 | 07/09/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Michael Goodwin | 2085809 | 6 | 07/09/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |