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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeremy Obrien2354870103/28/2024Customer DisputeDenied$100,000.00$0.00See FINRA Report
Maxwell John Bull4693211103/27/2024Customer DisputeDenied$10,000.00$0.00See FINRA Report
Douglas Koch Reller5762143103/12/2024Customer DisputeDenied$0.00$0.00See FINRA Report
Marc Charles Koch4978078103/11/2024Customer DisputeDenied$0.00$0.00See FINRA Report
Roberta Lorraine Bell1719092102/26/2024Customer DisputeDenied$0.00$0.00See FINRA Report
Drew Martin Reinhardt1457827401/11/2024Customer DisputeDenied$54,273.00$0.00See FINRA Report
Steven Henry Lauder4776128112/29/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Catherine J Calandra5973725112/19/2023Customer DisputeDenied$43,586.20$0.00See FINRA Report
Nikolai Taylor2510427412/13/2023Customer DisputeDenied$450,000.00$0.00See FINRA Report
Donald Ivan Zabudsky2644777112/09/2023Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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