Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samantha Paige Hobart | 6251748 | 1 | 10/14/2022 | Customer Dispute | Denied | $1,315,300.00 | $0.00 | See FINRA Report |
| Anthony Michael Gallea | 713980 | 5 | 10/14/2022 | Customer Dispute | Denied | $1,315,300.00 | $0.00 | See FINRA Report |
| Corey Jon Engelhard | 2788550 | 4 | 10/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Allen Cook | 3159487 | 1 | 10/06/2022 | Customer Dispute | Denied | $375,000.00 | $0.00 | See FINRA Report |
| Peter Ho | 6355666 | 1 | 09/28/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin John Kopp | 870605 | 1 | 09/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael O Gradowski | 4911675 | 1 | 09/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linh T Tran | 5254779 | 1 | 08/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcella M Behman | 2074358 | 1 | 08/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry Hyun Choi | 6723549 | 3 | 08/08/2022 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |