Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeremy Obrien | 2354870 | 1 | 03/28/2024 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Maxwell John Bull | 4693211 | 1 | 03/27/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Douglas Koch Reller | 5762143 | 1 | 03/12/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Marc Charles Koch | 4978078 | 1 | 03/11/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Roberta Lorraine Bell | 1719092 | 1 | 02/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Drew Martin Reinhardt | 1457827 | 4 | 01/11/2024 | Customer Dispute | Denied | $54,273.00 | $0.00 | See FINRA Report |
Steven Henry Lauder | 4776128 | 1 | 12/29/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Catherine J Calandra | 5973725 | 1 | 12/19/2023 | Customer Dispute | Denied | $43,586.20 | $0.00 | See FINRA Report |
Nikolai Taylor | 2510427 | 4 | 12/13/2023 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |
Donald Ivan Zabudsky | 2644777 | 1 | 12/09/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |