Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Richard Martin | 1747982 | 1 | 10/25/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Jason Demarco | 2471861 | 1 | 10/19/1999 | Customer Dispute | Denied | $6,550.00 | $0.00 | See FINRA Report |
| Geoffrey T Korwan | 2302696 | 2 | 10/07/1999 | Customer Dispute | Denied | $5,688.00 | $0.00 | See FINRA Report |
| Gerald Alan Grossman | 1576406 | 2 | 09/17/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John P Higginbotham | 1055547 | 3 | 09/13/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard John Glomb | 2057029 | 3 | 08/13/1999 | Customer Dispute | Denied | $5,512.50 | $0.00 | See FINRA Report |
| Douglas Allan Behnfield | 840887 | 2 | 08/11/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roy A Nutt | 1208164 | 1 | 08/11/1999 | Customer Dispute | Denied | $14,911.00 | $0.00 | See FINRA Report |
| Arthur Joseph Lubin | 313752 | 3 | 08/10/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Theresa Elena Chacopulos | 2280421 | 4 | 07/30/1999 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |