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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,951-1,960 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joan Camarillo1518628102/16/2000Customer DisputeDenied$22,000.00$0.00See FINRA Report
Curtis Nelson2056670102/09/2000Customer DisputeDenied$5,000.00$0.00See FINRA Report
Jeff S Mash12967141102/08/2000Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Ashe1855619202/04/2000Customer DisputeDenied$6,240.00$0.00See FINRA Report
Lewis Albert Metzger703922202/02/2000Customer DisputeDenied$5,000.00$0.00See FINRA Report
Michael Edward Warren1025652101/25/2000Customer DisputeDenied$5,000.00$0.00See FINRA Report
David Edward Brown1319983101/21/2000Customer DisputeDenied$18,000.00$0.00See FINRA Report
Charles Benton Albright1630940301/21/2000Customer DisputeDenied$45,000.00$0.00See FINRA Report
Peter Colin White2438158301/13/2000Customer DisputeDenied$0.00$0.00See FINRA Report
Andrea Gould Schwarz1325705301/11/2000Customer DisputeDenied$5,000.00$0.00See FINRA Report

2,106 Results

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